Voya advisers agree to pay $3.6 mln, settle charges -U.S. SEC
07 Mar Voya advisers agree to pay $3.6 mln, settle charges -U.S. SEC
Posted at 21:36h
in
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by KMFSLLP
WASHINGTON, March 8 (Reuters) – The U.S. Securities and
Exchange Commission said on Thursday it had charged two
investment adviser subsidiaries of Voya Holdings Inc with
failing to disclose conflicts of interest and making misleading
disclosures.
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