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KM Financial Solutions | UPDATE 2-U.S. SEC orders Wells Fargo pay $35 mln for recommendations of high-risk products
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UPDATE 2-U.S. SEC orders Wells Fargo pay $35 mln for recommendations of high-risk products

26 Feb UPDATE 2-U.S. SEC orders Wells Fargo pay $35 mln for recommendations of high-risk products

Posted at 22:46h in News by
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The U.S. Securities and
Exchange Commission said on Thursday it ordered Wells Fargo & Co
to pay $35 million to settle charges it failed to
adequately supervise investment advisers who were recommending
high-risk products.

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