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KM Financial Solutions | UPDATE 1-U.S. SEC proposes ‘best interest’ standard for retail investors
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UPDATE 1-U.S. SEC proposes ‘best interest’ standard for retail investors

17 Apr UPDATE 1-U.S. SEC proposes ‘best interest’ standard for retail investors

Posted at 21:40h in News by
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NEW YORK, April 18 (Reuters) – The U.S. Securities and
Exchange Commission on Wednesday proposed a rule that requires
new disclosures for registered broker-dealers giving investors
financial advice.

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