UPDATE 1-U.S. SEC fines NYSE $14 million for regulatory violations
05 Mar UPDATE 1-U.S. SEC fines NYSE $14 million for regulatory violations
Posted at 20:02h
in
News
by KMFSLLP
March 6 (Reuters) – The U.S. Securities and Exchange
Commission on Tuesday fined Intercontinental Exchange Inc’s
New York Stock Exchange and two affiliate exchanges a
total of $14 million for multiple regulatory failures related to
disruptive market events.
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