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KM Financial Solutions | UPDATE 1-Morgan Stanley pays $5 mln fine to settle SEC charges it misled investing clients
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UPDATE 1-Morgan Stanley pays $5 mln fine to settle SEC charges it misled investing clients

11 May UPDATE 1-Morgan Stanley pays $5 mln fine to settle SEC charges it misled investing clients

Posted at 13:47h in News by
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A unit of Morgan Stanley agreed to
pay a $5 million fine to settle U.S. Securities and Exchange
Commission charges it misled retail investing clients about the
costs of a “wrap fee” program, the regulator said on Tuesday.

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