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KM Financial Solutions | Regulator says UBS Securities Australia Ltd fined for improper buy-backs
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Regulator says UBS Securities Australia Ltd fined for improper buy-backs

19 Nov Regulator says UBS Securities Australia Ltd fined for improper buy-backs

Posted at 01:25h in News by
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UBS Group AG’s Australian unit
was fined A$120,000($87,552.00) after the Markets Disciplinary
Panel found that certain buy-backs were not in the ordinary
course of trading, the Australian corporate watchdog said on
Tuesday.

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