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KM Financial Solutions | REFILE-UPDATE 1-BoCom securities arm fined $2.5 mln in Hong Kong for regulatory failings
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REFILE-UPDATE 1-BoCom securities arm fined $2.5 mln in Hong Kong for regulatory failings

19 Apr REFILE-UPDATE 1-BoCom securities arm fined $2.5 mln in Hong Kong for regulatory failings

Posted at 11:05h in News by
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Hong Kong’s markets watchdog
said on Monday it had fined a local securities unit of one of
China’s largest banks, Bank of Communications
, HK$19.6 million ($2.53 million) for a range of
regulatory breaches.

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