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KM Financial Solutions | UPDATE 2-SEC probes at least two trading firms over NYSE listings – source
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UPDATE 2-SEC probes at least two trading firms over NYSE listings – source

19 Dec UPDATE 2-SEC probes at least two trading firms over NYSE listings – source

Posted at 23:09h in News by
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The U.S. securities regulator has asked
at least two trading firms for information regarding a broad
investigation into initial public offerings and direct listings
going back five years on the New York Stock Exchange, a person
familiar with the matter told Reuters on Friday.

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