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KM Financial Solutions | Bank of Montreal to pay $38 million to settle with U.S. SEC
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Bank of Montreal to pay $38 million to settle with U.S. SEC

26 Sep Bank of Montreal to pay $38 million to settle with U.S. SEC

Posted at 21:05h in News by
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Two units of Bank of Montreal
agreed to pay about $38 million to settle U.S. Securities and
Exchange Commission charges they concealed conflicts of interest
in how financial advisers selected some investments for clients.

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