U.S. SEC proposes additional transparency requirements on self-regulatory organizations, quarterly reports
08 Sep U.S. SEC proposes additional transparency requirements on self-regulatory organizations, quarterly reports
Posted at 21:35h
in
News
by KMFSLLP
The U.S. Securities and
Exchange Commission (SEC) on Monday proposed amendments to the
national market system plan governing the Consolidated Audit
Trail, a long-overdue trading database effort that is meant to
help the agency police the stock and options exchange market.
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