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KM Financial Solutions | SEC fines UBS $3.5 mln for overcharging mutual fund customers
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SEC fines UBS $3.5 mln for overcharging mutual fund customers

26 Oct SEC fines UBS $3.5 mln for overcharging mutual fund customers

Posted at 21:36h in News by
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Oct 27 (Reuters) – UBS AG will pay a $3.5 million
civil fine to settle U.S. Securities and Exchange Commission
claims that it overcharged customers on mutual funds, the
regulator said on Friday.

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