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KM Financial Solutions | FINRA orders Wells Fargo to pay clients $3.4 mln over sales practice issues
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FINRA orders Wells Fargo to pay clients $3.4 mln over sales practice issues

15 Oct FINRA orders Wells Fargo to pay clients $3.4 mln over sales practice issues

Posted at 14:25h in News by
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NEW YORK, Oct 16 (Reuters) – The Financial Industry
Regulatory Authority on Monday ordered Wells Fargo & Co.’s
clearing services and Wells Fargo Advisors Financial
Network to pay customers $3.4 million in restitution for sales
practice issues related to unsuitable recommendations of certain
investment products.

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