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KM Financial Solutions | SEC proposes new ‘best interest’ standard rule for retail investors
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SEC proposes new ‘best interest’ standard rule for retail investors

17 Apr SEC proposes new ‘best interest’ standard rule for retail investors

Posted at 20:47h in News by
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NEW YORK, April 18 (Reuters) – The U.S. Securities and
Exchange Commission on Wednesday proposed a new rule that would
raise the standards registered broker-dealers in the securities
industry must comply with when providing retail investors
financial advice.

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